### 6-K - 6-K
6-K
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d100898d6k.htm
6-K
6-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of: May 2026
Commission File Number: 002-09048
THE BANK OF NOVA SCOTIA
(Name of registrant)
40
Temperance Street, Toronto, Ontario, M5H 0B4
Attention: Secretary’s Department (Tel.: (416)
866-3672)
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☐ Form 40-F ☒
This report on Form 6-K shall be deemed to be incorporated
by reference in The Bank of Nova Scotia’s registration statements on Form S-8 (File No. 333-199099) and Form
F-3 (File No. 333-282565) and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently
filed or furnished.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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THE BANK OF NOVA SCOTIA |
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Date: May 27, 2026 |
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By: |
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/s/ Nives Gaiotto |
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Name: |
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Nives Gaiotto
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Title: |
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Assistant Corporate Secretary
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EXHIBIT INDEX
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Exhibit
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Description of Exhibit
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99.1 |
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Certifications required under Canadian securities legislation |
### EX-99.1 - EX-99.1
EX-99.1
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d100898dex991.htm
EX-99.1
EX-99.1
Exhibit 99.1
FORM 52-109F2
CERTIFICATION OF INTERIM FILINGS
FULL CERTIFICATE
I, L. Scott Thomson,
President and Chief Executive Officer of The Bank of Nova Scotia, certify the following:
1. Review: I have reviewed the interim financial
report and interim MD&A (together, the “interim filings”) of The Bank of Nova Scotia (the “issuer”) for the interim period ended April 30, 2026.
2. No misrepresentations: Based on my knowledge, having exercised reasonable diligence, the interim filings do not contain any untrue statement
of a material fact or omit to state a material fact required to be stated or that is necessary to make a statement not misleading in light of the circumstances under which it was made, with respect to the period covered by the interim filings.
3. Fair presentation: Based on my knowledge, having exercised reasonable diligence, the interim financial report together with the other
financial information included in the interim filings fairly present in all material respects the financial condition, financial performance and cash flows of the issuer, as of the date of and for the periods presented in the interim filings.
4. Responsibility: The issuer’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and
procedures (DC&P) and internal control over financial reporting (ICFR), as those terms are defined in National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim
Filings , for the issuer.
5. Design: Subject to the limitations, if any, described in paragraphs 5.2 and 5.3, the issuer’s other
certifying officer(s) and I have, as at the end of the period covered by the interim filings
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(a) |
designed DC&P, or caused it to be designed under our supervision, to provide reasonable assurance that
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(i) |
material information relating to the issuer is made known to us by others, particularly during the period in
which the interim filings are being prepared; and
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(ii) |
information required to be disclosed by the issuer in its annual filings, interim filings or other reports
filed or submitted by it under securities legislation is recorded, processed, summarized and reported within the time periods specified in securities legislation; and
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(b) |
designed ICFR, or caused it to be designed under our supervision, to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial statements for external purposes in accordance with the issuer’s GAAP.
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5.1 Control framework: The control framework the issuer’s other certifying officer(s) and I used to design the issuer’s ICFR is
based on the Internal Control – Integrated Framework (2013) issued by the Committee of Sponsoring Organization of the Treadway Commission (the COSO criteria).
5.2 N/A
5.3 N/A
6. Reporting changes in ICFR: The issuer has disclosed in its interim MD&A any change in the issuer’s ICFR that occurred during the
period beginning on February 1, 2026 and ended on April 30, 2026 that has materially affected, or is reasonably likely to materially affect, the issuer’s ICFR.
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Date: May 27, 2026 |
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/s/ L. Scott Thomson
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L. Scott Thomson |
President and Chief Executive Officer |
FORM 52-109F2
CERTIFICATION OF INTERIM FILINGS
FULL CERTIFICATE
I, Rajagopal
Viswanathan, Group Head and Chief Financial Officer of The Bank of Nova Scotia, certify the following:
1. Review: I have reviewed the
interim financial report and interim MD&A (together, the “interim filings”) of The Bank of Nova Scotia (the “issuer”) for the interim period ended April 30, 2026.
2. No misrepresentations: Based on my knowledge, having exercised reasonable diligence, the interim filings do not contain any untrue statement
of a material fact or omit to state a material fact required to be stated or that is necessary to make a statement not misleading in light of the circumstances under which it was made, with respect to the period covered by the interim filings.
3. Fair presentation: Based on my knowledge, having exercised reasonable diligence, the interim financial report together with the other
financial information included in the interim filings fairly present in all material respects the financial condition, financial performance and cash flows of the issuer, as of the date of and for the periods presented in the interim filings.
4. Responsibility: The issuer’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and
procedures (DC&P) and internal control over financial reporting (ICFR), as those terms are defined in National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim
Filings , for the issuer.
5. Design: Subject to the limitations, if any, described in paragraphs 5.2 and 5.3, the issuer’s other
certifying officer(s) and I have, as at the end of the period covered by the interim filings
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(a) |
designed DC&P, or caused it to be designed under our supervision, to provide reasonable assurance that
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(i) |
material information relating to the issuer is made known to us by others, particularly during the period in
which the interim filings are being prepared; and
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(ii) |
information required to be disclosed by the issuer in its annual filings, interim filings or other reports
filed or submitted by it under securities legislation is recorded, processed, summarized and reported within the time periods specified in securities legislation; and
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(b) |
designed ICFR, or caused it to be designed under our supervision, to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial statements for external purposes in accordance with the issuer’s GAAP.
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5.1 Control framework: The control framework the issuer’s other certifying officer(s) and I used to design the issuer’s ICFR is
based on the Internal Control – Integrated Framework (2013) issued by the Committee of Sponsoring Organization of the Treadway Commission (the COSO criteria).
5.2 N/A
5.3 N/A
6. Reporting changes in ICFR: The issuer has disclosed in its interim MD&A any change in the issuer’s ICFR that occurred during the
period beginning on February 1, 2026 and ended on April 30, 2026 that has materially affected, or is reasonably likely to materially affect, the issuer’s ICFR.
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Date: May 27, 2026 |
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/s/ Rajagopal Viswanathan
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Rajagopal Viswanathan |
Group Head and Chief Financial Officer |